Steven Francis Arietta

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1999 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 03/2006 → 01/2024
  Cmg Financial Planning Ltd
  Pearl River, NY
• 09/1999 → 01/2024
  Equitable Advisors, Llc
  New York, NY
• 01/2024 → Present
  Hightower Advisors
  Chicago, IL

Previous Registrations

• 2006-01-12 → 2024-01-04
  Equitable Advisors, Llc
  Woodbridge, NJ
  Saddle Brook, NJ
  Paramus , NJ
  Pearl River, NY

Other Businesses

Rockland County Sheriff's Reserve; Investment Related - No; New City, NY; Reserve Deputy; 4 hours per month with 0 hours during securities trading hours; All-volunteer force who augment and supplement full time law enforcement staff.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-25
• S63 Uniform Securities Agent State Law Examination
  1987-10-29