Curtis Ray Willardson

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2006 → Present
  Salt Lake Bsi, Inc.
  Salt Lake City, UT
• 01/2013 → 10/2022
  Cetera Advisor Networks Llc
  El Segundo, CA
• 10/2022 → Present
  Lpl Financial Llc
  Murray, UT

Previous Registrations

• 2003-05-09 → 2022-10-17
  Cetera Wealth Services, Llc
  Murray, UT
  Orem, UT
  Provo, UT
  American Fork, UT
  Orem, UT
  Provo, UT
  Provo, UT
  Spanish Fork, UT
  Pleasant Grove, UT
  Orem, UT
  Provo, UT
  Heber, UT
  American Fork, UT
  Provo, UT
  Lehi, UT
• 2001-05-15 → 2003-05-02
  Cuna Brokerage Services, Inc.
  Provo, UT

Other Businesses

1) 10/2022- CURTIS WILLARDSON INVESTMENTS, LLC- Business Entity For Tax/Investment Purposes Only- inv. related- LEHI, UT- start date 11/2009- 0hrs 2) 10/2022- Willardson Asset Protection Trust- Act in a Fiduciary Capacity- Trustee- inv. related- Lehi, UT- start dat 10/2015- 0hrs. 3) 10/2022- WILLY FAM, L.L.C.- Real Estate Rental- owner- 626 Autumn Hills Blvd Lehi, UT 84043- inv. related- start date 10/2015- 1hr/mth 4) 05/01/2023 - Summit Point Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/15/2023 - 160 Hours Per Month/8 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-02
• S63 Uniform Securities Agent State Law Examination
  1987-10-29

Designations

• Certified Financial Planner