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300 Vesey Street, 5Th Floor, New York, NY 10282 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-04 |
| NJ | RA | APPROVED | 2021-03-12 |
Branch Locations
300 Vesey Street, 5Th Floor, New York, NY 10282 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cruises Inc | Tampa | FL | 05/1997 | 02/2022 |
| Lv Capital Partners, Llc | Locust Valley | NY | 07/2019 | 02/2023 |
| Peterson Investments | Wall | NJ | 05/2007 | 07/2019 |
| Muriel Siebert & Co., Inc | Jersey City | NJ | 01/2021 | 01/2022 |
| Petersen Investments, Inc. | Tampa | FL | 03/2007 | 06/2019 |
| Lv Capital Partners Llc | Tampa | FL | 07/2019 | 07/2019 |
| Muriel Siebert & Co,, Inc. | Jersey City | NJ | 01/2022 | Present |
| Dream Vacations | Tampa | FL | 02/2022 | Present |
1) Dream Vacations NON-INVESTMENT RELATED - Works Remotely - Belford NJ, Franchise Owner since approximately 2/15/22 0 HOURS DURING TRADING NON-RELATED BUSINESS; Approximately $5000 in commissions annually. Formed LLC "POWER FIVE CAPITAL, LLC" to conduct cruise business above. LLC effective date is March 22, 2022. 2) Name of Business: Siebert AdvisorNxt, LLC Investment Related: Yes Location: Same location as Muriel Siebert, & Co., LLC Nature of business: Investment Advisory Firm Position, Title or Relationship: Dual employee. Chief Compliance Officer Approximate number of hours: Full time. Time split 50/50 between Muriel Siebert & Co., LLC and Siebert AdvisorNxt, LLC, subject to monthly change Compensation at both entities paid by same parent company, Siebert Financial Corporation as both are under common ownership and control of parent company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-16 |
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