Matthew James Oberst

Employer firm

Trinity Portfolio Advisors, LLC CRD 151721

$531M regulatory AUM 50 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → Present
  Trinity Portfolio Advisors, Llc
  Fort Worth, TX
• 06/2006 → Present
  Massmutual Financial Group
  Dallas, TX

Previous Registrations

• 2006-06-16 → 2009-11-30
  Mml Investors Services, Llc
  Plano, TX
• 2005-06-01 → 2006-06-09
  Equitable Advisors, Llc
  Dallas, TX
  Dallas, TX
  Dallas, TX
• 2005-03-17 → 2005-06-01
  Mony Securities Corporation
  Dallas, TX

Other Businesses

SALES/SERVICE OF INSURANCE PRODUCTS FOR VARIOUS CARRIERS; TRADITIONAL ONLY, AGENT STARTED 06/2006; 4 HOURS PER MONTH DURING TRADING HOURS; SALES/SERVICE OF INSURANCE PRODUCTS FOR VARIOUS CARRIERS. ALL SEASON GREENS, LLC; NON INVESTMENT RELATED; KALISPELL, MT; PRODUCE HYDROPONIC SYSTEMS THAT CAN GROW LIVING GREENS FOR BOTH ANIMAL AND HUMAN CONSUMPTION; 2% OWNER.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-08
• S63 Uniform Securities Agent State Law Examination
  1990-04-23