Christopher A Lewis

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2010-06-29
TX	RA	APPROVED_RES	1997-06-16

PA RA
APPROVED

Since 2010-06-29
TX RA
APPROVED_RES

Since 1997-06-16

Branch Locations

600 Hyde Park, Doylestown, PA 18902 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Doylestown	PA	06/1987	Present
Bank Of America,N.A.	Doylestown	PA	06/2011	Present

06/1987 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Doylestown, PA
06/2011 → Present

Bank Of America,N.A.

Doylestown, PA

Other Businesses

I*358544For profit or not for profit: Entity CharitableName of outside business organization: Central Bucks RotaryInvestment related: NAddress of business: Doylestown, Pennsylvania, 18901Nature of business: ["Charitable Organization"]Position, title, association: ["Board Member"], Start date of relationship: 7/1/2021Number of hours devoted: 7 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , Meet weekly and discuss activities to help the community and raise funds.General Notes: resubmitted on behalf of associateI have elected to serve on the board of the Central Bucks Rotary as a member at large. It is not an officer position. I*3652271Entity Type: N/AName of OBA: Estate of E A. L = Estate of E A. LAddress: Doylestown, Pennsylvania, 18902Investment Related: NoPosition, Title, Association: ExecutorEmployee Start Date: 01/27/2026Number of Hours: 50, WeeklyNumber of Hours during trading: 0, WeeklyDuties: Parents I*3793279, Entity Type: , Name of OBA: MR C A L EXEC EST OF E L , Address: Doylestown, Pennsylvania, 18902, Investment Related: N, Position, Title, Association: Executor, Employee Start Date: 01/04/2026, No Hours: 100 Weekly, No Hours during Trading: 5 Weekly, Duties:

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-06-16
S63	Uniform Securities Agent State Law Examination	1987-09-01

S65 Uniform Investment Adviser Law Examination

1995-06-16
S63 Uniform Securities Agent State Law Examination

1987-09-01

Other Names

Chris Lewis
Chris Lewis

View on SEC IAPD