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Mara Miller

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

Flemington, NJ

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-10-16
NJ RA APPROVED 2012-04-27
  • TX RA
    APPROVED
    Since 2013-10-16
  • NJ RA
    APPROVED
    Since 2012-04-27

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

200 State Route 31, Flemington, NJ 08822 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bridgewater NJ 04/2012 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-06
S63 Uniform Securities Agent State Law Examination 1988-07-08
  • S65 Uniform Investment Adviser Law Examination
    2012-03-06
  • S63 Uniform Securities Agent State Law Examination
    1988-07-08
Other Names
  • Mara Louise Brady
  • Mara Louise Brady
  • Mara Louise Miller

View on SEC IAPD

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