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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| LA | RA | APPROVED | 2017-11-13 |
| TX | RA | APPROVED | 2016-10-06 |
Branch Locations
4549 Main Street Suite 200, Buffalo, NY 14203 • United States
900 Camp Street, New Orleans, LA 70130 • United States
New Orleans, LA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Buffalo | NY | 09/2009 | Present |
| Goldfarb Financial | Buffalo | NY | 04/2010 | Present |
| Raymond James Financial Services Advisory, Inc. | Buffalo | NY | 09/2009 | Present |
| Follow The Hummingbird Consulting Pbc | New Orleans | LA | 08/2018 | 12/2024 |
(1)Name of Business: Goldfarb Financial Address: 4549 Main St, Buffalo, NY, 14226, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/20/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch manager for my Raymond James practice. The above name is the name for my support company
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-10-23 |
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