Brian Kevin Kerrigan

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2006 → Present
  Lpl Financial Llc
  Olympia, WA
• 06/2012 → Present
  Financial Advocates Investment Management
  Olympia, WA

Previous Registrations

• 2010-07-23 → 2025-08-18
  Financial Advocates Investment Management
  Olympia, WA
  Olympia, WA
• 2009-10-05 → 2011-03-31
  Financial Advocates Advisory Services
  Olympia, WA
• 2006-05-22 → 2006-06-13
  First Montauk Securities Corp.
  Dupont, WA
• 2005-06-24 → 2006-05-23
  Lpl Financial Llc
  Olympia, WA
  Olympia, WA
• 2004-01-15 → 2004-04-12
  Nr Smith And Associates, P.S.
  Olympia, WA

Other Businesses

1. 06/23/2006 - Non-Variable Insurance - INV REL - SELLING OUTSIDE FIXED INSURANCE - TERM, LIFE - 0 Hrs/Mth - 0 Hrs During Trading- 5% TIME SPENT. 2. 06/23/2006 - KERRIGAN FINANCIAL MANAGEMENT - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 3. 04/20/2010 - Financial Advocates - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 4. 12/10/2019 - Kerrigan Tax Management - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Started 01/01/2012 - 40 Hours Per Month/20 Hours During Securities Trading - Prepare annual tax returns. 5) 07/24/2025 - Real Estate Rental - Investment Related - 3841 Prestwick Lane SE - Start Date:05/01/2022 - 2 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2002-08-08

Designations

• Chartered Financial Analyst