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Michael Francis Pultro

Maridea Wealth Management

New Britain, PA

Brooklyn, NY

CRD 1718425

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Employer firm

Maridea Wealth Management CRD 325523

$959M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Maridea Wealth Management

25 Kent Avenue Suite 401, Brooklyn, NY 11249 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-08-17
  • PA RA
    APPROVED
    Since 2026-08-17

Branch Locations

928 Town Center, New Britain, PA 18901 • United States

25 Kent Avenue Suite 401, Brooklyn, NY 11249 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc New Britain PA 09/2009 08/2026
Lpl Financial Llc New Britain PA 09/2009 08/2026
Maridea Wealth Management Llc New Britain PA 08/2026 Present
  • 09/2009 → 08/2026
    New Britain, PA
  • 09/2009 → 08/2026
    New Britain, PA
  • 08/2026 → Present
    Maridea Wealth Management Llc
    New Britain, PA
Previous Registrations
  • 2009-09-08 → 2026-08-28
    New Britain, PA
  • 2008-03-17 → 2009-09-08
    Mutual Service Corporation
    New Britian, PA
    West Palm Beach, FL
    New Britian, PA
    Boston, MA
  • 2007-01-03 → 2008-03-20
    First Allied Advisory Services, Inc.
    Chesterfield, MO
    New Britain, PA
  • 1997-09-22 → 2007-01-03
    Ffp Advisory Services Inc
    New Britain, PA
Other Businesses

1) Maridea Insurance Company, LLC; Not investment-related; Same address; Licensed Insurance Agent; Insurance sales; Implementation of insurance recommendations; Approx. 10% of time during the month. 2) New Britain Town Center Commons; Not investment-related; 926 Town Center, New Britain, PA 18901; Board Member for office condo complex; Oversee board matters; Less than 5% of time during the month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-08-09
S63 Uniform Securities Agent State Law Examination 1987-08-28
  • S65 Uniform Investment Adviser Law Examination
    1997-08-09
  • S63 Uniform Securities Agent State Law Examination
    1987-08-28

View on SEC IAPD

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