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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-10-04 |
Branch Locations
7500 Memorial Pkwy Sw Ste 215-S, Huntsville, AL 35802 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Huntsville | AL | 10/2024 | Present |
| Homemaking/Caretaking | Madison | AL | 02/2014 | 03/2018 |
| First Command Brokerage Services, Inc. | Huntsville | AL | 04/2018 | 10/2024 |
| First Command Advisory Services | Huntsville | AL | 04/2018 | 09/2024 |
Outside Employment; Madison County, Alabama; No position per se. I volunteer to organize and successfully run the voting function when there is an election.; Volunteer at Voting Precinct for Madison County; Madison County Courthouse, , Huntsville, AL, 35801; Not Investment-Related; 08/15/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-06 |
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