Carolyn Douthit Weaver

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2015 → 03/2021
  Aventus Investment Advisors, Inc
  Cornelius, NC
• 04/2021 → Present
  The Vanguard Group, Inc.
  Charlotte, NC
• 04/2021 → Present
  Vanguard Marketing Corporation
  Charlotte, NC
• 07/2021 → Present
  Vanguard Advisers, Inc.
  Charlotte, NC

Previous Registrations

• 2018-01-10 → 2021-04-13
  Aventus Investment Advisors, Inc.
  Naples, FL
• 2002-08-16 → 2003-06-26
  Banc Of America Investment Services, Inc.
  Charlotte, NC

Other Businesses

NAME OF BUSINESS: TRUSTEE FOR IMMEDIATE FAMILY MEMBER INVESTMENT-RELATED ADDRESS: HUNTERSVILLE, NC NATURE OF BUSINESS: FIDUCIARY POSITION: TRUSTEE START DATE: 09/2023 APPROXIMATE HOURS PER MONTH: 3 NUMBERS OF HOURS DURING TRADING HOURS: 0 DUTIES: TRUSTEE FOR IMMEDIAT FAMILY MEMBER

Exams

• S63 Uniform Securities Agent State Law Examination
  2021-06-18
• S65 Uniform Investment Adviser Law Examination
  1995-09-18

Designations

• Certified Financial Planner

Other Names

• Carolyn D Weaver
• Carolyn Weaver Field
• Carolyn Weaver