Thomas M Massey

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-01
OH	RA	APPROVED	2026-06-16

TX RA
APPROVED_RES

Since 2026-07-01
OH RA
APPROVED

Since 2026-06-16

Branch Locations

3300 Enterprise Parkway Suite 200, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Cleveland	OH	09/2008	06/2026
Raymond James & Associates, Inc.	Beachwood	OH	06/2026	Present

09/2008 → 06/2026

Ubs Financial Services Inc

Cleveland, OH
06/2026 → Present

Raymond James & Associates, Inc.

Beachwood, OH

Previous Registrations

2008-09-22 → 2026-06-25

Ubs Financial Services Inc.

Cleveland, OH

Steuben, ME

Steuben, ME

Pepper Pike, OH

Chesterland, OH
2007-04-02 → 2008-09-25

Morgan Stanley & Co. Llc

Cleveland, OH
2002-11-18 → 2007-04-02

Morgan Stanley Dw Inc.

Cleveland, OH

Cleveland, OH

Other Businesses

Henry D. Moore Parish House and Library Purpose: Library & community Center as a Board Member Oversee the library and helping with activities No Comp Raise money by letters to the community

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-01-30
S63	Uniform Securities Agent State Law Examination	1987-08-27

S65 Uniform Investment Adviser Law Examination

2003-01-30
S63 Uniform Securities Agent State Law Examination

1987-08-27

Other Names

Thomas Michael Massey

View on SEC IAPD