Raymond Michael Tan

Employer firm

California Financial Advisors CRD 110152

$2.26B regulatory AUM 1,525 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1998 → Present
  Maloon, Powers, Pitre, Higgins & Dennehy Llc Dba Cfa
  San Ramon, CA
• 08/2014 → 11/2016
  Foothill Securities
  Auburn, CA

Previous Registrations

• 2011-02-04 → 2014-08-14
  Financial Telesis Inc
  Auburn, CA
  San Ramon, CA
  San Ramon, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-08-03

Designations

• Chartered Financial Consultant