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Raymond Michael Tan

California Financial Advisors

San Ramon, CA

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Current Employers
California Financial Advisors

12657 Alcosta Blvd Suite 470, San Ramon, CA 94583 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-28
CA RA APPROVED 1998-03-09
  • TX RA
    APPROVED
    Since 2025-10-28
  • CA RA
    APPROVED
    Since 1998-03-09

Branch Locations

12657 Alcosta Blvd Suite 470, San Ramon, CA 94583 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Maloon, Powers, Pitre, Higgins & Dennehy Llc Dba Cfa San Ramon CA 03/1998 Present
Foothill Securities Auburn CA 08/2014 11/2016
  • 03/1998 → Present
    Maloon, Powers, Pitre, Higgins & Dennehy Llc Dba Cfa
    San Ramon, CA
  • 08/2014 → 11/2016
    Foothill Securities
    Auburn, CA
Previous Registrations
  • 2011-02-04 → 2014-08-14
    Financial Telesis Inc
    Auburn, CA
    San Ramon, CA
    San Ramon, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-08-03
  • S63 Uniform Securities Agent State Law Examination
    1998-08-03
Designations

View on SEC IAPD

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Other Offices

BROOKER WEALTH MANAGEMENT · San Ramon, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Ramon, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · San Ramon, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
EAGLE STRATEGIES LLC · SAN RAMON, CA
INTEGRITY ALLIANCE, LLC. · San Ramon, CA

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