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Current Employers
Gradient Advisors, Llc

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-09
  • TX RA
    APPROVED
    Since 2017-08-09

Branch Locations

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

4800 Sugar Grove Blvd Suite 107, Stafford, TX 77477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Larry J Mahoney Houston TX 04/1987 Present
Tucker Asset Management Littleton CO 02/2016 08/2017
Gradient Advisors Arden Hills MN 07/2017 Present
  • 04/1987 → Present
    Larry J Mahoney
    Houston, TX
  • 02/2016 → 08/2017
    Tucker Asset Management
    Littleton, CO
  • 07/2017 → Present
    Gradient Advisors
    Arden Hills, MN
Previous Registrations
Other Businesses

Mahoney & Associates Financial | Investment Related | 4800 Sugar Grove Blvd #350, Stafford, TX 77477 | Wealth Management, Investment advisor, Insurance & Annuity | Start date 5/2019 | 160 hours a month | 135 hours a month | Sole Proprietor AFEA | Investment related | 4800 Sugar Grove Blvd #350, Stafford, TX 77477 | Insurance Education Presentations | Presenter | May 2019 | 2.5 hours a month | 0 hours during trading hours | Presentations and interacting with attendees American Financial Education Alliance | Not investment Related| 4800 Sugar Grove Blvd Suite 107 Stafford Texas | Financial Education | Chapter President | 10/2024 | 2 hours per month outside of trading | Give educational seminars and meet with attendees

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-10-19
  • S63 Uniform Securities Agent State Law Examination
    1987-10-19
Designations

View on SEC IAPD

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