Patrick Stephen Mattingly

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2019-12-06

SC RA
APPROVED

Since 2019-12-06

Branch Locations

2050 Corporate Centre Dr, Myrtle Beach, SC 29577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Myrtle Beach	SC	05/2011	12/2019
Wells Fargo Clearing Services ,Llc.	Myrtle Beach	SC	12/2019	Present

05/2011 → 12/2019

Bank Of America, N.A.

Myrtle Beach, SC
12/2019 → Present

Wells Fargo Clearing Services ,Llc.

Myrtle Beach, SC

Previous Registrations

2000-08-15 → 2019-12-09

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Myrtle Beach, SC

Myrtle Beach, SC

Other Businesses

CO-TTEE FOR BROTHER'S TRUST, INV RELATED, WOODBINE, MD, START: 12/06/2019, 1 HR/MONTH, 1 HR DURING TRADING.; CO-TTEE FOR BROTHER'S TRUST, INV RELATED, WOODBINE, MD, START: 12/06/2019, 2 HRS/MONTH, 1 HR DURING TRADING.; CO-TTEE FOR BROTHER'S TRUST, INV RELATED, WOODBINE, MD, START: 12/06/2019, 4 HRS/MONTH, 1 HR DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-08-04

S66 Uniform Combined State Law Examination

2000-08-04

View on SEC IAPD