James Edmond Stilwell

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2020-01-10

AR RA
APPROVED

Since 2020-01-10

Branch Locations

311 N Market St, Benton, AR 72015 • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

5600 Mexico Road Ste.1, Saint Peters, MO 63376 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Money Concepts Capital Corp	Palm Beach Gardens	FL	01/2020	Present
Nationwide	Columbus	OH	09/1987	12/2019

01/2020 → Present

Money Concepts Capital Corp

Palm Beach Gardens, FL
09/1987 → 12/2019

Nationwide

Columbus, OH

Previous Registrations

2008-08-01 → 2019-12-31

Nationwide Securities, Llc

Benton, AR

Little Rock, AR

Benton, AR
2007-02-02 → 2008-08-01

1717 Capital Management Company

Benton, AR

Other Businesses

- COMMUNITY ADVISOR FOR FIRST SECURITY BANK SINCE 6/12/2009. LOCATION: 207 W. CONWAY, BENTON, AR 72015. MEET MONTHLY TO DISCUSS COMMUNITY EVENTS AS WELL AS WHAT INDUSTRIES MAY BE LOCATING IN THIS MARKET. WE ALSO DISCUSS THE OVERALL ECONOMIC ENVIRONMENT FOR THIS AREA AND WHAT OPPORTUNITIES THAT THE BANK MIGHT HAVE. SPEND 0 HOUR/MONTH DURING TRADING HOURS 4 HOUR/MONTH DURING NON-SECURITIES ON THIS ACTIVITY. NOT INVESTMENT RELATED. - OWNER OF STILWELL FAMILY ENTERPRISES, LLC SINCE 6/7/2013 FOR REAL ESTATE. LOCATION: 311 N. MARKET BENTON, AR 72015. SPEND 0 HOURS/MONTH DURING TRADING HOURS 2 HOUR/MONTH DURING NON-SECURITIES HOURS. NOT INVESTMENT RELATED. - Partner at EVS Partners in Benton, AR since 06/26/2017. Spends 1 hour/month outside of trading hours. Not investment related. - Committee Member for Planning and Zoning with City of Benton, AR, Since 11/8/2017, Spends 2 hours/month outside of trading hours. Not investment-related. - Stilwell Insurance & Financial Services, Inc. 2013. President day to day operations. Spend 100 hours during securities trading and 20 during non-securities trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-12
S63	Uniform Securities Agent State Law Examination	1987-09-08

S65 Uniform Investment Adviser Law Examination

2006-12-12
S63 Uniform Securities Agent State Law Examination

1987-09-08

Other Names

Jim Stilwell

View on SEC IAPD