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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-07-01 |
| NY | RA | APPROVED | 2024-03-08 |
| CT | RA | APPROVED | 2024-02-13 |
Branch Locations
230 Park Ave [Satellite], New York, NY 10169 • United States
1700 E Putnam Ave Ste 200, Old Greenwich, CT 06870 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | New York | NY | 06/2009 | 02/2024 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2024 |
| Wells Fargo Advisors Financial Network, Llc | Old Greenwich | CT | 02/2024 | Present |
SOUTHARD FIRE DEPT, NOT INV RELATED, HOWELL, NJ, VOLUNTEER FIREFIGHTER, DESK OFFICE ASSISTANT CHAPLAIN, START 7/7/22, 30 HRS PER MONTH, 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-31 |
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