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Marcus Inmuk Hwong

J.P. Morgan Securities LLC

La Canada, CA

CRD 1716220

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-19
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2018-06-19
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

749 Foothill Blvd., La Canada, CA 91011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc La Canada CA 10/2012 Present
Carson Burger Corporation Carson CA 08/2012 04/2017
Jpmorgan Chase Bank, N.A. La Canada CA 04/2020 Present
  • 10/2012 → Present
    La Canada, CA
  • 08/2012 → 04/2017
    Carson Burger Corporation
    Carson, CA
  • 04/2020 → Present
    Jpmorgan Chase Bank, N.A.
    La Canada, CA
Previous Registrations
  • 2012-06-11 → 2012-10-01
    Chase Investment Services Corp.
    La Canada, CA
  • 2005-02-10 → 2012-06-08
    Cetera Advisors Llc
    The Woodlands, TX
    Highland Park, IL
  • 2004-10-20 → 2005-01-20
    Banc Of America Investment Services, Inc.
    Northbrook, IL
  • 2003-11-24 → 2004-10-20
    Quick & Reilly, Inc.
    Northbrook, IL
  • 1998-09-25 → 2003-12-15
    Northbrook, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-16
S63 Uniform Securities Agent State Law Examination 1987-08-13
  • S65 Uniform Investment Adviser Law Examination
    1998-09-16
  • S63 Uniform Securities Agent State Law Examination
    1987-08-13
Other Names
  • In Muk Hwang
  • Inmuk Hwong
  • Inmuk Hwang
  • Jnnuk Hwong
  • Mark Hwong
  • Mark In Muk Hwang

View on SEC IAPD

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