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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2017-09-22 |
Branch Locations
111 East Kilbourn Avenue Suite 800, Milwaukee, WI 53202 • United States
West Allis, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 08/2003 | 05/2017 |
| Axa Advisors, Llc | New York | NY | 09/2017 | 06/2020 |
| Axa Equitable | Milwaukee | WI | 09/2017 | 06/2020 |
| Unemployed | West Allis | WI | 05/2017 | 09/2017 |
| Equitable Advisors, Llc | New York | NY | 09/2017 | Present |
| Equitable | Milwaukee | WI | 09/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-04 |
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