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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2003-03-10 |
| IN | RA | APPROVED | 2002-10-30 |
Branch Locations
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
223 Main Street 2Nd Floor, Chester, NJ 07930 • United States
Annandale, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Florham Park | NJ | 03/2008 | Present |
(1) CLINTON TOWNSHIP REPUBLICAN COMMITTEE; ADDRESS: PERSONAL RESIDENCE; BUSINESS DESCRIPTION: REPUBLICAN COMMITTEE; NOT INVESTMENT RELATED; START DATE: 04/01/2017; CAPACITY: ELECTED OFFICIAL; DUTIES: LIAISON WITH DISTRICT RESIDENTS AND COMMITTEE; HOURS DEVOTED PER WEEK: .50; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: .25 (2) NAME OF ENTITY: Stanton Ridge Golf and Country Club ADDRESS: 25 Club House Dr, Whitehouse Station, NJ 08889 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Golf and Country Club CAPACITY: Committee/Council Member (not associated with the Board of Directors) START DATE: 03/14/2024 DUTIES: The committee will meet once a quarter to discuss golf operations related needs. How do we help improve the golf experience at the club. HOURS DEVOTED PER MONTH: .30 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-06 |
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