Denise Lee Garten

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  R B Wiser & Assoc
  Kalamazoo, MI
• 09/2014 → Present
  American Business Women Assoc.
  Overland Park, KS
• 04/2016 → Present
  Kestra Investment Services, Llc
  Kalamazoo, MI
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Kalamazoo, MI

Previous Registrations

• 2007-07-11 → 2016-05-07
  Transamerica Financial Advisors, Llc
  Kalamazoo, MI
  St. Petersburg, FL
  Bryan, OH
• 2006-09-01 → 2007-06-06
  Cetera Investment Services Llc
  Portage, MI
• 2005-09-07 → 2006-09-05
  Osaic Fa, Inc.
  San Diego, CA
  La Jolla, CA
• 2001-02-01 → 2005-08-23
  Morgan Stanley Dw Inc.
  San Diego, CA

Other Businesses

Business Name: The Wiser Financial Group Investment Related: Yes Address: 6100 Stadium Drive Kalamazoo MI 49009 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Certified Wealth Strat. CWS Advisor Start Date: 4/18/2016 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Taking care of clients needs and investments Business Name: Denise Garten Trust Investment Related: No Address: 1722Tanager Lane Kalamazoo MI 49009 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 4/1/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Collect rent Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services SOUTHWEST MICHIGAN AMPUTEE RESOURCE GROUP POSITION: President NATURE: Amputee Support Group INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/27/2021 ADDRESS: 1722 Tanager Lane, Kalamazoo MI 49009, United States DESCRIPTION: Preparing for the meetings, keeping up the social media and the resources available to amputees in our area. SOUTHWEST MICHIGAN AMPUTEE RESOURCE GROUP POSITION: President NATURE: Amputee Support Group INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/27/2021 ADDRESS: 1722 Tanager Lane, Kalamazoo MI 49009, United States DESCRIPTION: Preparing for the meetings, keeping up the social media and the resources available to amputees in our area.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-06-09
• S63 Uniform Securities Agent State Law Examination
  1992-02-26

Other Names

• Denise L Garten
• Denise Lee Freer