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Michael Ray Mcpeek

Exodus Wealth, LLC

Sylvania, OH

CRD 1715323

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Employer firm

Exodus Wealth, LLC CRD 174328

$484M regulatory AUM 23 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Exodus Wealth, Llc

2400 East Commercial Boulevard Suite 706, Fort Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2020-01-06
  • OH RA
    APPROVED
    Since 2020-01-06

Branch Locations

6711 Monroe St. Suite 2A, Sylvania, OH 43560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Sylvania OH 12/2011 Present
Fortune Financial Services, Inc. Monaca PA 07/2015 Present
Prosperity Wealth Management, Inc. San Ramon CA 07/2015 Present
  • 12/2011 → Present
    Guardian
    Sylvania, OH
  • 07/2015 → Present
    Fortune Financial Services, Inc.
    Monaca, PA
  • 07/2015 → Present
    Prosperity Wealth Management, Inc.
    San Ramon, CA
Previous Registrations
  • 2015-07-22 → 2019-12-31
    Sylvania, OH
    Fort Lauderdale, FL
  • 2014-05-29 → 2015-07-23
    Sylvania, OH
  • 2010-12-09 → 2014-04-16
    Tampa, FL
  • 2008-05-23 → 2008-12-08
    Sylvania, OH
    Loveland, OH
    Sylvania, OH
  • 2006-03-15 → 2008-05-02
    New England Securities
    Sylvania, OH
    Dublin, OH
    Sylvania, OH
  • 2003-06-24 → 2006-03-13
    Ameritas Investment Company, Llc
    Sylvania, OH
  • 2002-02-19 → 2003-06-03
    Locust Street Securities, Inc.
    Sylvania, OH
Other Businesses

INDEPENDENT INSURANCE AGENT P&C FIXED INSURANCE SALES, LIFE, HEALTH, FIXED AND INDEXED ANNUITIES. FIXED INSURANCE SALE 5800 Monroe St, Bldg C, Suite 102, Sylvania OH 43560 COMMISSION: $20,000 ANNUALLY, 40 HOURS DEVOTED DURING BUSINESS AND TRADING HOURS REP IS AN IAR THROUGH PROSPERITY WEALTH MANAGEMENT, SAN RAMON, CA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-07-21
S63 Uniform Securities Agent State Law Examination 1992-11-02
  • S65 Uniform Investment Adviser Law Examination
    1999-07-21
  • S63 Uniform Securities Agent State Law Examination
    1992-11-02
Other Names
  • Michael R Mcpeek
  • Mike Mcpeek

View on SEC IAPD

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