Daniel Francis Casey

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 10/2025
  United Planners' Financial Services
  Scottsdale, AZ
• 01/2000 → Present
  Aarp
  Moorpark, CA
• 05/2000 → Present
  University Of California Los Angeles
  Los Angeles, CA
• 05/2000 → Present
  Daniel Casey Insurance
  Westlake Village, CA
• 05/2000 → Present
  Ucla Extension
  Los Angeles, CA
• 05/2000 → Present
  University Of California Los Angeles
  Los Angeles, CA
• 01/2014 → Present
  Westlake Financial Advisors Llc
  Westlake Village, CA
• 10/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2013-11-15 → 2025-11-19
  United Planners' Financial Services Of America A Limited Partner
  Scottsdale, AZ
  Westlake Village, CA
  Westlake Village, CA
• 2012-06-14 → 2015-05-14
  Westlake Financial Advisors Llc
  Westlake Village, CA
• 1999-09-02 → 2013-11-18
  Financial West Group
  Westlake Village, CA
  Westlake Village, CA
  Westlake Village, CA
  Westlake Village, CA

Other Businesses

1) DANIEL CASEY, 32776 Barrett Dr, Westlake Village CA 91361, United States, START DATE 04/2014, W2 Employee, Author/Educator/Podcast/Speaker, NIR, 20 HR/MO, 5 HR/MO TRADING 2) DANIEL CASEY, Moorpark Active Adult Ctr, 799 Moorpark Ave., Moorpark CA 93021, United States, START DATE 04/2014, Tax Preparation for seniors through AARP, Volunteer, NIR, 5 HR/MO, 5 HR/MO TRADING 3) WESTLAKE FINANCIAL ADVISORS, 890 Hampshire Road Suite W, Westlake Village CA 91361, United States, START DATE 03/2017, DBA, DBA Name, NIR, 0 HR/MO, 0 HR/MO TRADING 4) TEACH CFP COURSES AT UCLA EXTENSION, 32776 Barrett Dr, Westlake Village CA 91361, United States, START DATE 04/2014, Instructor, Author/Educator/Podcast/Speaker, NIR, 20 HR/MO, 5 HR/MO TRADING 5) CIRA, 1776 Pleasant Plain Road, Fairfield IA 52556, United States, START DATE 10/2025, Investment Advisor Representative, CIRA Affiliation, IR, 160 HR/MO, 120 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-22
• S63 Uniform Securities Agent State Law Examination
  1999-06-23

Designations

• Certified Financial Planner