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301 Edgewater Place Suite 400, Wakefield, MA 01880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED_RES | 2018-01-30 |
Branch Locations
50 Resnik Road, Plymouth, MA 02360 • United States
301 Edgewater Place Suite 400, Wakefield, MA 01880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Plymounth | MA | 11/2003 | 04/2017 |
| Royal Alliance Associates | Plymounth | MA | 04/2017 | Present |
1) SMS1 LLC; INVESTMENT RELATED; 129 ALPINE ESTATES FR CRANSTON RI 02921; MANAGING MEMBER; STARTED 2005; 1 HR/MTH; 0HRS/MTH DURING ST HOURS; MANAGEMENT OF ACCOUNTS. 2) JOYAL FINANCIAL MANAGEMENT GROUP POSITION: Financial Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 10/20/2015 ADDRESS: 50 Resnik Rd, Suite 300, Plymouth MA 02360, United States DESCRIPTION: Fixed AnnuitiesLife Insurance 3) JOYAL INSURANCE AGENCY POSITION: Statutory Agent NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 40 START DATE: 10/26/2017 ADDRESS: 50 Resnik Rd, Plymouth MA 02360, United States DESCRIPTION: Insurance Sales 4) FLAGSHIP WEALTH ADVISORS POSITION: Exempted Investment Advisor Representative - this position is for soliciting purposes only NATURE: Solicitor of Flagship Wealth Advisors INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 8 START DATE: 02/01/2018 ADDRESS: 301 Edgewater Place, Suite 400, Wakefield MA 01880, United States DESCRIPTION: I refer clients to Flagship Wealth Advisors as a solicitor. 5) JOYAL CAPITAL MGT., LLC POSITION: Other - INSURANCE BROKER NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 10/20/2015 ADDRESS: 50 RESNIK ROAD, PLYMOUTH, MA 02360, Plymouth MA 02360, United States DESCRIPTION: Meet with clients and help them with their insurance and investment planning needs 6) STEPHEN STABILE POSITION: Other - Trustee NATURE: Other - Trustee of an ILIT for my brother Ronald Stabile INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 1000 Collier Boulevard, Unit #605, Marco Island FL 34145, United States DESCRIPTION: Trustee, manage Trust
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-07-29 |
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