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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-16
TX RA APPROVED 2019-09-06
VT RA APPROVED 2019-09-06
  • FL RA
    APPROVED
    Since 2024-09-16
  • TX RA
    APPROVED
    Since 2019-09-06
  • VT RA
    APPROVED
    Since 2019-09-06

Branch Locations

75 Talcott Road Suite 70 [Satellite], Williston, VT 05495 • United States

572 Titus Ave, Rochester, NY 14617 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Burlington VT 05/2009 11/2016
Wells Fargo Clearing Services, Llc Burlington VT 11/2016 09/2019
Wells Fargo Advisors Financial Network, Llc Williston VT 09/2019 Present
Previous Registrations
  • 2008-01-01 → 2019-09-06
    Burlington, VT
    Sanibel, FL
    Sanibel, FL
  • 2005-09-19 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Burlington, VT
    Burlington, VT
    St. Louis, MO
Other Businesses

CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, SOUTH BURLINGTON, VT, START: 08/01/1992, 1 HR/MONTH, 0 HRS DURING TRADING.; RENTAL PROPERTY, INVESTMENT RELATED,SANIBEL, FL., OWNER, START: 2/1/2013, 5HRS/MONTH, 0 DURING TRADING, LANDLORD.; TURO CAR RENTAL; NOT INV RELATED; SANIBEL, FL; CAR SHARING SERVICE; PARTICIPANT; START 1/1/2015; 1 HOUR PER MONTH, 0 DURING TRADING; RENTAL CAR LOCATED AT VACATION RENTAL PROPERTY. BRIODY MAHER WEALTH MANAGEMENT GROUP LLC DBA BACKSHORE WEALTH MANAGEMENT GROUP, INV RELATED, WILLISTON, VT, 50% OWNERSHIP, START 09/27/2019, 160 HRS/MONTH, 160 HRS DURING TRADING, FINET PRACTICE LLC. REVOCABLE TRUST - WIFE; INV RELATED;HINGHAM,MA; TRUSTEE/CO-TRUSTEE; START DATE: 03/09/2026; 4 HRS PER MONTH; 4 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-31
S63 Uniform Securities Agent State Law Examination 1990-09-17
  • S66 Uniform Combined State Law Examination
    2005-08-31
  • S63 Uniform Securities Agent State Law Examination
    1990-09-17
Designations
Other Names
  • Paul David Briody
  • Paul D Briody

View on SEC IAPD

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