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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-16 |
| TX | RA | APPROVED | 2019-09-06 |
| VT | RA | APPROVED | 2019-09-06 |
Branch Locations
75 Talcott Road Suite 70 [Satellite], Williston, VT 05495 • United States
572 Titus Ave, Rochester, NY 14617 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Burlington | VT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Burlington | VT | 11/2016 | 09/2019 |
| Wells Fargo Advisors Financial Network, Llc | Williston | VT | 09/2019 | Present |
CO-TRUSTEE FOR MOTHER'S TRUST, INV RELATED, SOUTH BURLINGTON, VT, START: 08/01/1992, 1 HR/MONTH, 0 HRS DURING TRADING.; RENTAL PROPERTY, INVESTMENT RELATED,SANIBEL, FL., OWNER, START: 2/1/2013, 5HRS/MONTH, 0 DURING TRADING, LANDLORD.; TURO CAR RENTAL; NOT INV RELATED; SANIBEL, FL; CAR SHARING SERVICE; PARTICIPANT; START 1/1/2015; 1 HOUR PER MONTH, 0 DURING TRADING; RENTAL CAR LOCATED AT VACATION RENTAL PROPERTY. BRIODY MAHER WEALTH MANAGEMENT GROUP LLC DBA BACKSHORE WEALTH MANAGEMENT GROUP, INV RELATED, WILLISTON, VT, 50% OWNERSHIP, START 09/27/2019, 160 HRS/MONTH, 160 HRS DURING TRADING, FINET PRACTICE LLC. REVOCABLE TRUST - WIFE; INV RELATED;HINGHAM,MA; TRUSTEE/CO-TRUSTEE; START DATE: 03/09/2026; 4 HRS PER MONTH; 4 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-31 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-17 |
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