Naveen Neerukonda

Employer firm

Pva Financial, LLC CRD 312523

$137M regulatory AUM 7 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Pva Financial, Llc

Oak Brook, IL • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-03-08
IL	RA	APPROVED	2021-02-09

TX RA
APPROVED

Since 2024-03-08
IL RA
APPROVED

Since 2021-02-09

Branch Locations

Oak Brook, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pva Financial Llc	Oak Brook	IL	07/2018	Present
Anil Neerukonda Educational Society	Oak Brook	IL	01/2010	03/2021

07/2018 → Present

Pva Financial Llc

Oak Brook, IL
01/2010 → 03/2021

Anil Neerukonda Educational Society

Oak Brook, IL

Other Businesses

Naveen Neerukonda serves as the Treasurer of the Board of Trustees for the Sri Venkateswara Swami (Balaji) Temple but receives no compensation for service. Naveen Neerukonda also serves on the Investment Committee of the North South Foundation but receives no compensation for service. Naveen Neerukonda also serves as the Treasurer for the Hunter Trails Community Association but receives no compensation for service. Participation in these organizations account for the less than 10% of his time.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-01-05
S63	Uniform Securities Agent State Law Examination	2003-08-29

S65 Uniform Investment Adviser Law Examination

2021-01-05
S63 Uniform Securities Agent State Law Examination

2003-08-29

Designations

Certified Financial Planner

View on SEC IAPD