Robert Bruce Greenwald

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-05-03
TX	RA	APPROVED_RES	2016-01-04
NJ	RA	APPROVED	2012-10-01

NY RA
APPROVED

Since 2021-05-03
TX RA
APPROVED_RES

Since 2016-01-04
NJ RA
APPROVED

Since 2012-10-01

Branch Locations

300 Westage Business Center Dr, Fishkill, NY 12524 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Fishkill	NY	10/2012	Present
Jpmorgan Chase Bank, Na.	Fishkill	NY	09/2007	Present

10/2012 → Present

J.P. Morgan Securities Llc

Fishkill, NY
09/2007 → Present

Jpmorgan Chase Bank, Na.

Fishkill, NY

Previous Registrations

2007-12-19 → 2012-10-01

Chase Investment Services Corp.

Hyde Park, NY

Hopewell Junction, NY

Newburgh, NY

Wappinger Falls, NY

Poughkeepsie, NY

Maybrook, NY

Washingtonville, NY

Wappingers Falls, NY

New Windsor, NY

Cornwall, NY

Fishkill, NY

Newburgh, NY

Newburgh, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-12-17
S63	Uniform Securities Agent State Law Examination	1987-09-03

S65 Uniform Investment Adviser Law Examination

2007-12-17
S63 Uniform Securities Agent State Law Examination

1987-09-03

Other Names

Robert Greenwald

View on SEC IAPD