James Thomas Arnold

Employer firm

Runnymede Capital Advisors, Inc. CRD 128974

$165M regulatory AUM 55 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Runnymede Capital Advisors, Inc.

Dublin, OH • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-02-22
OH	RA	APPROVED	2004-07-16

TX RA
APPROVED_RES

Since 2022-02-22
OH RA
APPROVED

Since 2004-07-16

Branch Locations

Dublin, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Runnymede Capital Advisors, Inc.	Dublin	OH	10/2003	Present

10/2003 → Present

Runnymede Capital Advisors, Inc.

Dublin, OH

Previous Registrations

2002-02-12 → 2002-07-26

Banc One Securities Corporation

Columbus, OH

Other Businesses

Nobogies Mountain LLC; Non investment-related; Silverthorne, CO; Property rental; Owner; 11/2024; approx 4 hours per month during non-securities hours; 0 hours during sec trading hours; I own real estate that I rent out. Vail Resorts; Certified Ski Instructor; Non Investment-Related; approx 1 hour per month.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2001-04-04
S65	Uniform Investment Adviser Law Examination	1994-10-17

S63 Uniform Securities Agent State Law Examination

2001-04-04
S65 Uniform Investment Adviser Law Examination

1994-10-17

View on SEC IAPD