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Current Employers
First Dallas Securities Incorporated

2905 Maple Ave., Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-04-10
  • TX RA
    APPROVED
    Since 2006-04-10

Branch Locations

2905 Maple Ave., Dallas, TX 75201 • United States

Hodges Capital Management Inc

2905 Maple Ave, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 1999-05-12
  • TX RA
    APPROVED
    Since 1999-05-12

Branch Locations

2905 Maple Ave., Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Dallas Securities Incorporated Dallas TX 11/1989 Present
Hodges Capital Management Inc Dallas TX 10/1998 Present
Other Businesses

1. VLSIP Technologies, board member and investor, privately held company 2. HCCC, Inc, partner (family partnership) 3. Basin Springs Properties LTD, partner (family partnership) 4. Green Park & Golf Ventures; investment related; Dallas, TX; Dallas based vagal nerve stimulation company; Member in the LLC; 07/2021; 0 hrs/month; 0 hours during trading hours; Member in the LLC. 5. Honyock Holdings LLC; Non-Investment related; Dallas, TX; LLC for lake house; Member in the LLC; 09/2021; 0 hrs/mo; 0 hrs during trading hours; Manager of LLC 6. YMCA of Metropolitan Dallas Investment Foundation Committee; Investment Related; Dallas, TX; Investment for the YMCA Foundation; Board Member of the investment foundation committee; 4/2021; 4 hrs/mo; 0 hrs/mo during trading hours; Board Member of the investment foundation committee. 7. North Texas Crime Commission (thenorthtexascrimecommission.org); Not investment-related; Dallas, TX; Provides support for law enforcement through North Texas; Board of Directors Member; 01/2025; Approximately 1-2 hours per month; Approximately 0 hours during securities trading hours; Meet 4 times/year to strategize and implement methods to reduce crime in North Texas.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-24
S63 Uniform Securities Agent State Law Examination 1987-07-28
  • S65 Uniform Investment Adviser Law Examination
    1998-08-24
  • S63 Uniform Securities Agent State Law Examination
    1987-07-28

View on SEC IAPD

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