Best Investors Account Sign in
Current Employers
Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-05
KY RA APPROVED 2025-03-03
OK RA APPROVED 2024-09-03
TX RA APPROVED 2024-09-01
  • FL RA
    APPROVED
    Since 2025-03-05
  • KY RA
    APPROVED
    Since 2025-03-03
  • OK RA
    APPROVED
    Since 2024-09-03
  • TX RA
    APPROVED
    Since 2024-09-01

Branch Locations

8201 Preston Rd. Suite 600, Dallas, TX 75225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Securities Dallas TX 05/2016 08/2024
Truist Investment Services, Inc. Dallas TX 02/2021 08/2024
Truist Advisory Services, Inc. Atlanta GA 02/2021 08/2024
Hilltop Securities Inc. Dallas TX 08/2024 Present
Previous Registrations
  • 2021-02-17 → 2024-09-04
    Atlanta, GA
    Dallas, TX
    Dallas, TX
  • 2016-05-06 → 2021-02-17
    Bb&T Securities, Llc
    Dallas, TX
    Richmond, VA
  • 2006-09-29 → 2016-05-20
    Dallas, TX
    Dallas, TX
    Dallas, TX
  • 2003-01-17 → 2006-10-26
    Credit Suisse Securities (Usa) Llc
    Dallas, TX
    Dallas, TX
  • 2001-02-14 → 2003-01-17
    Pershing Llc
    Dallas, TX
Other Businesses

1] 1119 Partners, LLC; Investment Related, 6417 Centennial Ct. Nichols Hills, OK 73116, LLC, Member, 1/1/2009, 4 hrs/mo Non-Business Hrs, 0 hrs/mo Trading Hrs, Member of the LLC, which is used for private investments.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-12-22
S63 Uniform Securities Agent State Law Examination 1988-03-03
  • S65 Uniform Investment Adviser Law Examination
    1997-12-22
  • S63 Uniform Securities Agent State Law Examination
    1988-03-03

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor