Sterling Matthew Zerbe

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2012-03-26

GA RA
APPROVED

Since 2012-03-26

Branch Locations

600 Northpark Town Center 1200 Abernathy Road Suite 1850, Atlanta, GA 30328 • United States

8000 Avalon Blvd Suite 925, Alpharetta, GA 30009 • United States

4001 Carmichael Road Suite 400, Montgomery, AL 36106 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Atlanta	GA	03/2012	Present

03/2012 → Present

Ubs Financial Services Inc

Atlanta, GA

Previous Registrations

2009-06-01 → 2012-02-27

Morgan Stanley

Alpharetta, GA
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Alpharetta, GA

Ocala, FL
2003-03-07 → 2007-04-02

Morgan Stanley Dw Inc.

Ocala, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-06
S63	Uniform Securities Agent State Law Examination	1987-10-02

S65 Uniform Investment Adviser Law Examination

1999-12-06
S63 Uniform Securities Agent State Law Examination

1987-10-02

View on SEC IAPD