David Wesley Humphreys

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-04-20
TN	RA	APPROVED	2005-06-10

TX RA
APPROVED_RES

Since 2017-04-20
TN RA
APPROVED

Since 2005-06-10

Branch Locations

Loudon, TN • United States

9323 S. Northshore Drive, Knoxville, TN 37922 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massmutual Life Insurance Company	Knoxville	TN	04/2005	Present
Mml Investors Services	Knoxville	TN	06/2005	Present

04/2005 → Present

Massmutual Life Insurance Company

Knoxville, TN
06/2005 → Present

Mml Investors Services

Knoxville, TN

Other Businesses

NAME: D. WESLEY HUMPHREYS INV/REL: YES ADDR: RESIDENTIAL ADDRESS NATURE: LIFE INSURANCE BROKERAGE POSITION: SALES START: 1/1/1988 HRS/MO: 1 HRS/TRAD: 1

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-02-24
S63	Uniform Securities Agent State Law Examination	1987-09-14

S65 Uniform Investment Adviser Law Examination

1998-02-24
S63 Uniform Securities Agent State Law Examination

1987-09-14

Other Names

D. Wesley Humphreys

View on SEC IAPD