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14 West Plain St. Suite 201, Wayland, MA 01778-4470 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2020-08-31 |
Branch Locations
14 West Plain St. Suite 201, Wayland, MA 01778-4470 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pri Financial Advisors, Inc. | Holliston | MA | 12/2002 | Present |
| Pri Financial Publishing, Inc. | Holliston | MA | 06/1998 | Present |
| Principal Resource, Inc. | Holliston | MA | 06/1996 | Present |
| Asset Strategy Advisors, Llc | Natick | MA | 08/2020 | Present |
Mr. Hardy is also President of PRI Financial Publishing, Inc., an entity that provides a newsletter subscription service to its clients. Mr. Hardy spends approximately 10% of his time on this other business activity. Mr. Hardy is President of Principal Resource, Inc. Principal Resource, Inc. solely acts as the holding company of PRI Financial Advisors, Inc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-22 |
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