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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-06-07 |
Branch Locations
777 E. Eisenhower Parkway Suite 100, Ann Arbor, MI 48108 • United States
Howell, MI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Comerica Securities | Detroit | MI | 04/2004 | 05/2018 |
| Wells Fargo Bank, Na | Chapel Hill | NC | 07/2019 | 03/2020 |
| Wells Fargo Clearing Services, Llc | Chapel Hill | NC | 07/2019 | 03/2020 |
| Retired | Chapel Hill | NC | 05/2018 | 06/2019 |
| First Citizens Bank | Raleigh | NC | 03/2020 | 06/2022 |
| First Citizens Investor Services | Raleigh | NC | 03/2020 | 06/2022 |
| Tiaa | Ann Arbor | MI | 05/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Ann Arbor | MI | 05/2023 | Present |
| Unemployed | Howell | MI | 06/2022 | 05/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 1987-09-04 |
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