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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-06-07
  • MI RA
    APPROVED
    Since 2023-06-07

Branch Locations

777 E. Eisenhower Parkway Suite 100, Ann Arbor, MI 48108 • United States

Howell, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Comerica Securities Detroit MI 04/2004 05/2018
Wells Fargo Bank, Na Chapel Hill NC 07/2019 03/2020
Wells Fargo Clearing Services, Llc Chapel Hill NC 07/2019 03/2020
Retired Chapel Hill NC 05/2018 06/2019
First Citizens Bank Raleigh NC 03/2020 06/2022
First Citizens Investor Services Raleigh NC 03/2020 06/2022
Tiaa Ann Arbor MI 05/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Ann Arbor MI 05/2023 Present
Unemployed Howell MI 06/2022 05/2023
  • 04/2004 → 05/2018
    Comerica Securities
    Detroit, MI
  • 07/2019 → 03/2020
    Wells Fargo Bank, Na
    Chapel Hill, NC
  • 07/2019 → 03/2020
    Chapel Hill, NC
  • 05/2018 → 06/2019
    Retired
    Chapel Hill, NC
  • 03/2020 → 06/2022
    First Citizens Bank
    Raleigh, NC
  • 03/2020 → 06/2022
    First Citizens Investor Services
    Raleigh, NC
  • 05/2023 → Present
    Tiaa
    Ann Arbor, MI
  • 05/2023 → Present
    Ann Arbor, MI
  • 06/2022 → 05/2023
    Unemployed
    Howell, MI
Previous Registrations
  • 2020-04-06 → 2022-07-01
    Raleigh, NC
  • 2019-07-15 → 2020-03-25
    Chapel Hill, NC
    Raleigh, NC
    Chapel Hill, NC
  • 2004-04-19 → 2018-05-02
    Comerica Securities
    Bloomfield Hills, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    Detroit, MI
    Bloomfield Hills, MI
    Detroit, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-16
S63 Uniform Securities Agent State Law Examination 1987-09-04
  • S66 Uniform Combined State Law Examination
    2004-04-16
  • S63 Uniform Securities Agent State Law Examination
    1987-09-04
Other Names
  • Joseph Matthew Fortino
  • Joseph Fortino
  • Joseph M Fortino

View on SEC IAPD

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