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Current Employers
Hornor, Townsend & Kent, Llc

161 Washington Street, Conshohocken, PA 19428 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-04-07
WI RA APPROVED 2011-11-01
  • FL RA
    APPROVED
    Since 2022-04-07
  • WI RA
    APPROVED
    Since 2011-11-01

Branch Locations

1488 W South Park Ave, Oshkosh, WI 54902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 11/2011 Present
Penn Mutual Life Insurance Horsham PA 11/2011 Present
  • 11/2011 → Present
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 11/2011 → Present
    Penn Mutual Life Insurance
    Horsham, PA
Previous Registrations
  • 2001-07-23 → 2011-11-01
    Sii Investments, Inc.
    Oshkosh, WI
    Oshkosh, WI
Other Businesses

1)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: INDEPENDENCE FINANCIAL, LLC | POSITION HELD: AGENT | ADDRESS: INDEPENDENCE FINANCIAL, LLC1 1488 W SOUTH PARK AVE OSHKOSH, WI 54902 | START DATE: 11/1/2011 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 26-40 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY : INCLUDING DISABLITY,AND HEALTH INSURANCE. 2) BOARD OF DIRECTORS - EVERGREEN FOUNDATION, INC | POSITION: Director NATURE: The Evergreen Foundation exists to secure and use resources in support of the Evergreen Retirement Communities mission. | Evergreen Communities, Inc provides exceptional living environments, services and experiences for those age 55 and older. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/13/2025 | ADDRESS: 1130 North Westfield St, Oshkosh WI 54902 | DESCRIPTION: 1) Support the mission , vision and values of Evergreen Retirement Community. 2) Prepare for and participate at Foundation Board meetings and other board-related activities. 3) Promote a culture of philanthropy by making annual and special campaign contributions to the Evergreen Foundation and participating in fund development donor relationship cultivation. 4) Serve as a visible advocate of the Evergreen Foundation through attendance at Evergreen Retirement Functions or as a member of a related committee or task force. 5) Participate in learning opportunities regarding Evergreen Retirement Community and Evergreen Foundation.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-08
S63 Uniform Securities Agent State Law Examination 1987-10-05
  • S66 Uniform Combined State Law Examination
    2002-07-08
  • S63 Uniform Securities Agent State Law Examination
    1987-10-05
Designations
Other Names
  • Glenn William Nelson

View on SEC IAPD

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