Peter Charles Lupone

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
ID	RA	APPROVED	2025-10-24
OR	RA	APPROVED	2021-03-31
CO	RA	APPROVED	2020-12-03
NM	RA	APPROVED	2020-12-02
TX	RA	APPROVED_RES	2020-12-02
AZ	RA	APPROVED	2020-07-06
AK	RA	APPROVED	2018-08-03
WA	RA	APPROVED	2014-07-31
CA	RA	APPROVED	2010-09-16

ID RA
APPROVED

Since 2025-10-24
OR RA
APPROVED

Since 2021-03-31
CO RA
APPROVED

Since 2020-12-03
NM RA
APPROVED

Since 2020-12-02
TX RA
APPROVED_RES

Since 2020-12-02
AZ RA
APPROVED

Since 2020-07-06
AK RA
APPROVED

Since 2018-08-03
WA RA
APPROVED

Since 2014-07-31
CA RA
APPROVED

Since 2010-09-16

Branch Locations

3801 University Ave Suite 220, Riverside, CA 92501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors, Inc.	Orange	CA	08/2010	Present
Agia	Houston	TX	12/2022	Present

08/2010 → Present

Valic Financial Advisors, Inc.

Orange, CA
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2007-03-14 → 2010-02-25

Tiaa-Cref Individual & Institutional Services, Llc

San Francisco, CA
1993-03-11 → 2007-03-05

Strategic Advisers Llc

Boston, MA
2001-04-06 → 2007-03-05

Fidelity Personal Trust Company, Fsb

Boston, MA

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-04-22
S63	Uniform Securities Agent State Law Examination	1987-08-27

S65 Uniform Investment Adviser Law Examination

1993-04-22
S63 Uniform Securities Agent State Law Examination

1987-08-27

Designations

View on SEC IAPD