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Ulric Walter Maduro

Ucs Investment Co

Suwanee, GA

CRD 1712447

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Employer firm

Ucs Investment Co CRD 149258

1-10 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Ucs Investment Co

Suwanee, GA • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2014-01-28
  • GA RA
    APPROVED
    Since 2014-01-28

Branch Locations

Suwanee, GA • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ucs Investment Co Suwanee GA 08/2007 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-05-07
S63 Uniform Securities Agent State Law Examination 1987-07-29
  • S65 Uniform Investment Adviser Law Examination
    2009-05-07
  • S63 Uniform Securities Agent State Law Examination
    1987-07-29
Other Names
  • Ulric Walter (Jr) Maduro
  • Ulric Walter Maduro
  • Ric Maduro

View on SEC IAPD

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