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6301 Gaston Avenue Suite 1417, Dallas, TX 75214 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-03 |
Branch Locations
6301 Gaston Avenue Suite 1417, Dallas, TX 75214 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robo Global Capital Management, Llc | San Francisco | CA | 02/2017 | 09/2020 |
| Robo Global Llc | San Francisco | CA | 03/2016 | 09/2020 |
| Foreside Fund Services, Llc | Dallas | TX | 09/2017 | 09/2020 |
| Dea Dia, Llc | Frisco | TX | 12/2015 | 04/2020 |
| Dea Wealth, Llc | Frisco | TX | 10/2020 | Present |
| Tidal Etf Services, Llc / Toroso Investments | Frisco | TX | 01/2022 | 02/2022 |
| Harvester Wealth, Llc | Dallas | TX | 04/2022 | Present |
1) DEA Wealth, LLC. Same Address; Mr. Buck serves as the CEO of DEA Wealth, LLC. DEA Wealth provides ETF issuers and index providers with consulting services, including go-to-market planning, product structure, capital markets advice, and distribution strategies. DEA Wealth Mr. Buck Spends approximately 25% of his time in connection with this business activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-30 |
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