William Victor Gibbons

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2007-08-06

NH RA
APPROVED

Since 2007-08-06

Branch Locations

43 Constitution Dr., Bedford, NH 03110 • United States

Manchester, NH • United States

43 Constitution Dr., Bedford, NH 03110 • United States

Northeast Planning Associates, Inc.

43 Constitution Drive, Bedford, NH 03110 • United States

Current Registrations

Authority	Category	Status	Date
NH	RA	APPROVED	2004-07-23

NH RA
APPROVED

Since 2004-07-23

Branch Locations

43 Constitution Drive, Bedford, NH 03110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northeast Planning Associates, Inc.	Bedford	NH	11/2003	Present
Lpl Financial Llc	Bedford	NH	07/2007	Present

11/2003 → Present

Northeast Planning Associates, Inc.

Bedford, NH
07/2007 → Present

Lpl Financial Llc

Bedford, NH

Previous Registrations

2003-12-01 → 2004-09-29

Mutual Service Corporation

Bedford, NH

Bedford, NH
1994-01-01 → 2003-11-13

Veravest Investment Advisors, Inc.

Bedford, NH

Other Businesses

1. 7/18/2007 - NON-VARIABLE INSURANCE - CONCEPTS IN BENEFITS - HEALTH, LTC, TERM - TIME SPENT 5% - BEDFORD, NH. 2. 7/18/2007 - DBA ONLY - NORTHEAST PLANNING ASSOCIATES, INC. - BEDFORD, NH. 3. 11/16/2007 - REGISTERED INVESTMENT ADVISOR - NORTHEAST PLANNING ASSOCIATES, INC. - RIA PROVIDES FINANCIAL PLANNING FOR A FIXED AND/OR HOURLY FEE. - TIME SPENT 5% - BEDFORD, NH. 4. 12/11/2012: NON-VARIABLE INSURANCE - SELLING NON-VARIABLOE INSURANCE PRODUCTS BASED ON CLIENT NEEDS. - TIME SPENT 5% - BEDFORD, NH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-01-02
S63	Uniform Securities Agent State Law Examination	1987-11-03

S65 Uniform Investment Adviser Law Examination

1996-01-02
S63 Uniform Securities Agent State Law Examination

1987-11-03

Designations

Chartered Financial Consultant

View on SEC IAPD