Peter Francis Cardoza

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1999 → Present
  Commonwealth Financial Network
  Waltham, MA
• 08/2000 → Present
  Csr Financial Services, Llc
  Quincy, MA

Previous Registrations

• 2006-05-30 → 2020-10-09
  Csr Financial Services, Llc
  Grafton, MA

Other Businesses

1. Fixed insurance sales, as of 11/1999, less than 20% of time spent during business hours, conducted at branch, investment related. 2. CSR Financial Services, LLC - president and co-owner of entity created for securities and insurance business, as of 11/1999, 100% of time spent during business hours, conducted at branch, investment related. 3. Leo Club Advisor with BVT Leo Club; Located at 65 Pleasant St., Upton, MA, as of 09/01/2021; 1% of time spent during business hours; Not Conducted at branch location; Not Investment related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-09
• S63 Uniform Securities Agent State Law Examination
  1994-06-15

Designations

• Certified Financial Planner