Robert J Belman

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-11-14
IA	RA	APPROVED	2005-08-04

TX RA
APPROVED_RES

Since 2022-11-14
IA RA
APPROVED

Since 2005-08-04

Branch Locations

5207 Competition Dr, Bettendorf, IA 52722 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Co	Bettendorf	IA	07/2005	Present
Principal Securities Inc	Bettendorf	IA	03/2016	Present

07/2005 → Present

Principal Life Insurance Co

Bettendorf, IA
03/2016 → Present

Principal Securities Inc

Bettendorf, IA

Previous Registrations

1999-01-01 → 2005-08-02

Ameriprise Financial Services, Llc

Davenport, IA

Other Businesses

**Fixed insurance, Annuities, Life, LTC, DI, 11/17/15.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1987-12-31

S63 Uniform Securities Agent State Law Examination

1987-12-31

Other Names

Bob Belman

View on SEC IAPD