Jay H Marks

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-06-14

NY RA
APPROVED

Since 2021-06-14

Branch Locations

Hauppauge, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Massachusetts Mutual Life Insurance Comp	Hauppauge	NY	06/1986	Present
Mml Investors Services, Inc.	Hauppauge	NY	12/1996	Present

06/1986 → Present

Massachusetts Mutual Life Insurance Comp

Hauppauge, NY
12/1996 → Present

Mml Investors Services, Inc.

Hauppauge, NY

Other Businesses

NAME: JHM FINANCIAL SERVICES GROUP, INC. INV REL: Y. ADD: 5 ANGELICA COURT, HAPPAUGE, NY 11788. NATURE: INDIVIDUAL LIFE, HEALTH, GROUP HEALTH. POSITION: SALES. START DATE: 1973. NO. HR/MO: 12. NO. HR/MO DURING SEC TRADING: 0. (2) NAME: JHM FINANCIAL SERVICES GROUP INC INV REL: Y ADD: 5 ANGELICA CT HAUPPAUGE NY 11788 NATURE: SERVICE AND SALES OF INSURANCE AND INVESTMENTS POSITION: PRESIDENT START DATE: 4/2/1990 NO HRS/MO: 120 NO HRS/MO DUR TRADING: 120 DUTIES: SALES AND ADMINSTRATION

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-10-01

S63 Uniform Securities Agent State Law Examination

1994-10-01

Designations

Chartered Financial Consultant

View on SEC IAPD