Randall Jay Powers

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2025-12-03
NY	RA	APPROVED	2021-05-26
TX	RA	APPROVED	2016-10-19

GA RA
APPROVED

Since 2025-12-03
NY RA
APPROVED

Since 2021-05-26
TX RA
APPROVED

Since 2016-10-19

Branch Locations

Greensboro, GA • United States

36 Jordan Street Suite 2, Skaneateles, NY 13152 • United States

295 Woodcliff Drive, Fairport, NY 14450 • United States

5784 Widewaters Parkway, Dewitt, NY 13214 • United States

122 State Street, First Floor, Binghamton, NY 13901 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	10/2016
Stifel Nicolaus & Co Inc	Skaneateles	NY	10/2016	Present

01/2015 → 10/2016

Morgan Stanley Private Bank, National Association

New York, NY
10/2016 → Present

Stifel Nicolaus & Co Inc

Skaneateles, NY

Previous Registrations

2009-06-01 → 2016-10-29

Morgan Stanley

Purchase, NY

Syracuse, NY

Skaneateles, NY
2008-08-04 → 2009-06-01

Morgan Stanley & Co. Llc

Syracuse, NY

Skaneateles, NY

Syracuse, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-06-06
S63	Uniform Securities Agent State Law Examination	1988-02-17

S65 Uniform Investment Adviser Law Examination

2008-06-06
S63 Uniform Securities Agent State Law Examination

1988-02-17