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James Spangler Ritter

Ameriprise Financial Services, LLC

Virginia Beach, VA

Virginia Beach, VA

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-11-20
VA RA APPROVED 1987-11-24
  • TX RA
    APPROVED_RES
    Since 2013-11-20
  • VA RA
    APPROVED
    Since 1987-11-24

Branch Locations

295 Bendix Rd Ste 150, Virginia Beach, VA 23452 • United States

Virginia Beach, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Virginia Beach VA 09/2005 03/2020
Ameriprise Financial Services, Llc Virginia Beach VA 03/2020 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-08-14
  • S63 Uniform Securities Agent State Law Examination
    1987-08-14
Designations
Other Names
  • Jim Ritter

View on SEC IAPD

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