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Adrienne G Hiatt

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Punta Gorda, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-09-15
TX RA APPROVED_RES 2010-04-20
MD RA APPROVED 2010-02-11
  • FL RA
    APPROVED
    Since 2016-09-15
  • TX RA
    APPROVED_RES
    Since 2010-04-20
  • MD RA
    APPROVED
    Since 2010-02-11

Branch Locations

1190 W Marion Ave, Punta Gorda, FL 33950 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner & Smith, Inc Punta Gorda FL 01/2010 Present
Bank Of America, N.A. Punta Gorda FL 04/2011 Present
  • 01/2010 → Present
    Merrill Lynch Pierce, Fenner & Smith, Inc
    Punta Gorda, FL
  • 04/2011 → Present
    Bank Of America, N.A.
    Punta Gorda, FL
Previous Registrations
  • 2004-08-18 → 2009-03-05
    Banc Of America Investment Services, Inc.
    Baltimore, MD
    Annapolis, MD
    Annapolis, MD
  • 2002-09-03 → 2004-07-26
    Wells Fargo Clearing Services, Llc
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-08-28
S63 Uniform Securities Agent State Law Examination 1987-08-28
  • S66 Uniform Combined State Law Examination
    2002-08-28
  • S63 Uniform Securities Agent State Law Examination
    1987-08-28
Other Names
  • Adrienne Gruz
  • Adrienne Gruz Meyer
  • Adrienne Gruz
  • Adrienne Meyer
  • Adrienne G Meyer

View on SEC IAPD

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