Jonathan Patrick Brecht

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-05-12
NY	RA	APPROVED	2021-04-19
CT	RA	APPROVED	2012-12-03

TX RA
APPROVED_RES

Since 2026-05-12
NY RA
APPROVED

Since 2021-04-19
CT RA
APPROVED

Since 2012-12-03

Branch Locations

One Bryant Park, New York, NY 10036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	08/2012	Present
Bank Of America, N.A.	New York	NY	01/2013	Present

08/2012 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
01/2013 → Present

Bank Of America, N.A.

New York, NY

Other Businesses

I*85876 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: JONATHAN P. BRECHT AND PAULA M. GOLDSMITH INVESTMENT RELATED: N ADDRESS OF BUSINESS: BROOKLYN, NEW YORK 11201 NATURE OF BUSINESS: OTHER, RENTAL OF PERSONAL RESIDENCE POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/5/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MY WIFE AND OWN 269 WARREN STREET. THE PROPERTY IS BEING RENTED TO A FILM PRODUCTION COMPANY, EYE PRODUCTIONS INC. FOR A SHOOT OF AN EPISODE OF THE TELEVISION SERIES MADAME SECRETARY. MY WIFE AND I ARE BEING PAID 8K FOR THE RENTAL.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-11-27
S63	Uniform Securities Agent State Law Examination	1987-09-02

S65 Uniform Investment Adviser Law Examination

2012-11-27
S63 Uniform Securities Agent State Law Examination

1987-09-02

Other Names

Jonathan P Brecht
Jonathan Brecht

View on SEC IAPD