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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2023-08-10
  • MO RA
    APPROVED
    Since 2023-08-10

Branch Locations

5700 Oakland Ave Ste 400, St Louis, MO 63110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gem Holdings Llc St. Charles MO 05/2002 Present
Securian Financial Services, Inc St Paul MN 03/2011 08/2023
Renaissance Financial St Louis MO 03/2011 Present
Cetera Wealth Services, Llc St. Louis MO 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 05/2002 → Present
    Gem Holdings Llc
    St. Charles, MO
  • 03/2011 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 03/2011 → Present
    Renaissance Financial
    St Louis, MO
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    St. Louis, MO
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-06-25 → 2023-08-10
    Securian Financial Services, Inc.
    St. Louis, MO
    St. Paul, MN
  • 2002-10-18 → 2008-12-31
    Gem Holdings Llc
    St. Charles, MO
  • 2002-06-25 → 2002-11-14
    St. Louis, MO
Other Businesses

1) GEM HOLDINGS LLC POSITION: Advisory Board NATURE: Business Owner INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2002 ADDRESS: , St. Charles MO , United States DESCRIPTION: Advisory Board 2) NAME OF OTHER BUSINESS: GOJO HOLDINGS LLC; INVESTMENT RELATED: NO; ADDRESS: 33 OAKLAND HILLS DR CHESTERFIELD, MO 63017; NATURE OF BUSINESS: REAL ESTATE; START DATE: 07/2005; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: MANAGE AND COLLECT RENT FOR RENTAL HOUSES 3. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: August 2023 POSITION/TITLE/RELATIONSHIP: Registered Staff APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: OFFER SECURITIES, INSURANCE AND ADVISORY SERVICES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-06-15
  • S63 Uniform Securities Agent State Law Examination
    2011-06-15
Designations

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