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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lake Jackson | TX | 10/2017 | Present |
| Invesco Ltd. | Houston | TX | 06/2016 | 07/2017 |
| Unemployed | Lake Jackson | TX | 08/2017 | 10/2017 |
| Bank Of America, N.A. | Lake Jackson | TX | 02/2018 | Present |
I*827282For profit or not for profit: Entity CharitableName of outside business organization: Brazosport Fine Arts Council Inc.Investment related: NAddress of business: Clute, Texas, 77531Nature of business: ["Charitable Organization"]Position, title, association: ["Other"], Start date of relationship: 3/13/2022Number of hours devoted: 50 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: Participant only, limited to music performance and possibly some light acting for certain theatrical shows., Performing Arts, Musical and Dramatic shows. Musical support by playing in the show orchestra, potential light stage acting. I*1242277For profit or not for profit: Name of outside business organization: eBay Inc.Investment related: NAddress of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Selling personal items on the eBay platform, as well as assisting my wife and in-laws to disburse/divest themselves of some collectibles from their deceased father's estate which were recently located. I*4775283, Entity Type: , Name of OBA: Rental Property - 29-Jun-26 - 1, Address: Bristol, Virginia, 24201, Investment Related: N, Position, Title, Association: Co-owner with other family members, Employee Start Date: 07/23/2026, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-05 |
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