Christopher Lowen Mueller Davis

Employer firm

&Partners CRD 3767

$30.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → 05/2018
  Wells Fargo Clearing Services, Llc
  Melville, NY
• 05/2018 → 06/2018
  Raymond James Financial Services, Inc.
  New York, NY
• 05/2018 → 06/2018
  Steward Partners Investment Advisory, Llc
  New York, NY
• 06/2018 → 07/2022
  Wells Fargo Clearing Services Llc
  Melville, NY
• 07/2022 → 07/2023
  Wells Fargo Advisors Financial Network, Llc
  Bethesda, MD
• 07/2023 → 09/2023
  Ampersand Partners
  St. Louis, MO
• 10/2023 → Present
  &Partners, Llc
  Nashville, TN

Previous Registrations

• 2023-02-17 → 2023-07-17
  Wells Fargo Advisors Financial Network, Llc
  Bethesda, MD
• 2018-07-11 → 2022-06-24
  Wells Fargo Clearing Services, Llc
  Melville, NY
• 2018-05-08 → 2018-06-20
  Steward Partners Investment Advisory, Llc
  Stamford, CT
• 2003-07-01 → 2018-05-14
  Wells Fargo Clearing Services, Llc
  Melville, NY
  Hauppauge, NY
  Woodbury, NY
  Melville, NY
  Woodbury, NY
• 2000-10-18 → 2003-07-01
  Prudential Equity Group, Llc
  Great Neck, NY

Other Businesses

TRUSTEE FOR SON'S TRUST, INV RELATED, OYSTER BAY, NY, START: 3/2/2017, 1 HR/MONTH, 0 HRS DURING TRADING. FINRA, INV RELATED, NEW YORK, NY, DISCIPLINARY PANELIST, START 8/1/2019, 2 HOURS PER MONTH, ZERO DURING TRADING, HEARING INDUSTRY RELATED DISCIPLINARY CASES PROVIDING OVERSIGHT AND INPUT ON INDUSTRY TRENDS, REGULATORY PROGRAMS, AND DISCIPLINARY ACTION. FINRA POSITION: FINRA Arbitrator NATURE: I serve as a panelist for disputes within the registered representative community. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 03/02/2017 ADDRESS: Washington, DC DESCRIPTION: I hear cases/arguments to resolve disputes between parties.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-09
• S63 Uniform Securities Agent State Law Examination
  1992-09-01

Other Names

• Chris Davis
• Christopher Lowen Mueller Davis
• Christopher Davis