Kenneth Edward Kovalchuk

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2024-06-14
NH	RA	APPROVED	2024-03-06
SC	RA	APPROVED	2020-03-20
FL	RA	APPROVED	2019-07-31
TX	RA	APPROVED_RES	2019-07-30
NJ	RA	APPROVED	2018-11-02
NC	RA	APPROVED	2018-11-02
PA	RA	APPROVED	2018-11-02

MA RA
APPROVED

Since 2024-06-14
NH RA
APPROVED

Since 2024-03-06
SC RA
APPROVED

Since 2020-03-20
FL RA
APPROVED

Since 2019-07-31
TX RA
APPROVED_RES

Since 2019-07-30
NJ RA
APPROVED

Since 2018-11-02
NC RA
APPROVED

Since 2018-11-02
PA RA
APPROVED

Since 2018-11-02

Branch Locations

Mt. Pleasant, PA • United States

99 Main Street, Keene, NH 03431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Mt Pleasant	PA	01/1993	Present
10-50 Investment Club	Sandpoint	ID	06/2015	06/2017
Signator Investors, Inc.	Mt. Pleasant	PA	05/2016	11/2018
Osaic Wealth, Inc.	Mt. Pleasant	PA	11/2018	Present

01/1993 → Present

Self Employed

Mt Pleasant, PA
06/2015 → 06/2017

10-50 Investment Club

Sandpoint, ID
05/2016 → 11/2018

Signator Investors, Inc.

Mt. Pleasant, PA
11/2018 → Present

Osaic Wealth, Inc.

Mt. Pleasant, PA

Previous Registrations

2016-05-13 → 2018-11-02

Signator Investors, Inc.

Mt. Pleasant, PA

Bow, NH

Boston, MA

Boston, MA
2002-08-20 → 2016-05-13

Transamerica Financial Advisors, Llc

St. Petersburg, FL

Nutley, NJ

Mt. Pleasant, PA

St. Petersburg, FL

St. Petersburg, FL

Bow, NH

Other Businesses

1. FINANCIAL SOLUTIONS GROUP POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 240 START DATE: 01/28/1993 ADDRESS: 128 Rosemoer Lane, Mount Pleasant PA 15666, United States DESCRIPTION: Financial Services operations and management. 2. POWER OF ATTORNEY FOR IMMEDIATE FAMILY MEMBER, NOT INV-REL POSITION: POA NATURE: POWER OF ATTORNEY FOR IMMEDIATE FAMILY MEMBER, NOT INV-REL INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2014 ADDRESS: 128 Rosemore Lane, Mount Pleasant PA 15666, United States DESCRIPTION: Power of Attorney 3. KOVA ENTERPRISES LLC POSITION: Owner NATURE: This Limited Liability Company was established as a holding compnay for personally owned real estate. No management is necessary. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/22/2018 ADDRESS: 421 Lakeview Blvd, Sandpoint ID 83864, United States DESCRIPTION: Minimul real estate operation review.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-12-15
S63	Uniform Securities Agent State Law Examination	1987-08-19

S65 Uniform Investment Adviser Law Examination

1993-12-15
S63 Uniform Securities Agent State Law Examination

1987-08-19

Other Names

Ken Kovalchuk

View on SEC IAPD